Research article - (2008)07, 114 - 124 |
The Role of Knee Positioning and Range-of-Motion on the Closed-Stance Forehand Tennis Swing |
Steven M. Nesbit, Monika Serrano, Mike Elzinga |
Key words: Biomechanical models, tennis swing, forehand, knee joint |
Key Points |
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Experimental procedures |
Sixteen right-handed female advanced tennis players who were members of the Lafayette College tennis team (mean ± standard deviation: age, 20 ± 1.4 years; weight, 54.0 ± 5.7 kg; height, 1.61 ± 0.08 m) served as subjects. The relative skill level of the players was subjectively designated by their coach via an integer-based numerical ranking scheme. The players provided additional data regarding playing experience (11.2 ± 4.0 years) and amount of formal coaching/instruction (7.8 ± 2.4 years). Informed consent for the following procedure was obtained from all subjects. Each subject had reflective markers placed upon her body and the racket as described below. All subjects used the same midsize medium string racket for consistency of racket inertia properties and mechanical response (Bahamonde and Knudson, After these trials, each subject was instructed to repeat the closed stance forehand swing while increasing by approximately 33% the pre-bending and range-of-motion of the knees. In addition, each subject was instructed to repeat the closed stance forehand swing while decreasing by approximately 33% the pre-bending and range-of-motion of the knees. Several practice trials were run in an effort to have the subject become comfortable with the increased/decreased movement trials. Once a relative level of comfort was obtained, the subject swings were again recorded and selected in the same manner as described above. Extra trials were run with the most skilled player to investigate the consistency of knee positions and range-of-motion for a given ball height (20 trials), and to determine the effects of ball height on knee positions and range-of-motion (10 trials at mid-thigh level and 10 trials at mid-torso level). These trials, while outside the scope of the wider study, were intended to provide context for the results obtained from the subject group, and to suggest possible areas of further study. An eight camera Motion Analysis Corporation system was used to track passive-reflective markers that were placed upon the player and the racket. The system utilized Eagle digital cameras (1280 x 1024 resolution) and operated at 200 frames per second. There were 23 markers (13 and 19 mm in diameter) placed on the player, and three on the racket. On the player the markers were located at the wrists, forearms, elbows, shoulders, cervical and lumbar vertebra, head, hips, knees, mid lower leg, ankles, and feet. All markers were located relative to bony landmarks for consistency, and securely attached with two- sided tape (skin) or Velcro (clothing). Markers were attached directly to the skin wherever possible. Subjects wore snug-fitting clothing (tank-top and bicycle-style shorts), a baseball hat (head marker), and shoes of their choice. Marker/joint offsets were measured, and virtual joint- center markers were located from these data using features provided by the data collection software. Reflective tape was attached to the tennis ball to determine the precise time of impact. The three-dimensional marker paths were recorded at 200Hz then smoothed with a Butterworth Filter Algorithm (Motion Analysis, |
Computer model |
A full-body model of a human coupled to a parametric model of a tennis racket was developed to determine the kinematic and kinetic quantities necessary for this study (see The player was modeled as a variable full-body, multi-link, three-dimensional humanoid mechanism made up of seventeen rigid segments interconnected with joints. The model was configured with the following fifteen body segments; head, neck, thorax, lumbar, pelvic, upper arm (2), forearm (2), thigh (2), lower leg (2), hand (2), and foot (2). All segments were defined by their adjacent joints with exceptions of the neck (C1-C8), thorax (T1-T12), and lumbar (L1-L5 and S1-S5) which were defined by the associated vertebrae. The segment size, mass and inertia properties were determined from gender, age, and overall body height and weight using the GeBod data base accessible through the ADAMS software. The model consisted of the following sixteen joints; ankles (2), knees (2), hips (2), lumbar, thoracic, neck, shoulders (2), elbows (2), and wrists (2). All joints were spherical yielding a maximum of three relative angular degrees-of-freedom with the exceptions of the knees and elbows which were modeled as single degree-of-freedom revolute joints. The motions superimposed upon the joints were specified in terms of Bryant angles (see below) and their time dependent derivatives. The body segment reference coordinate systems, established when the model is posed in the standard anatomical position, places the Z-axis pointing downward with the exception of the feet which point forward parallel to the long axis of the foot segment. The X-axis points outward from the body, and the Y-axis completes a right-handed coordinate system. Joint motions, forces, and torques are of the distal body segment coordinate system relative to the proximal body segment coordinate system. The angular quantities are specified according to the relative body (Euler angle) 1-2-3 Bryant angle convention where alpha motion (α) is about the X-axis, beta motion (β) is about the Y’-axis, and gamma motion (γ) is about the Z’’-axis (Kane et al., The racket was modeled as a rigid structure with representative mass and inertia properties (see A ground surface model was added to support the humanoid model using methods described in Nesbit et al., Force plate data were not obtained for this study since is was not possible to consistently predict the subjects’ foot placements for the forehand shot. Other studies of the closed forehand did use force plates (Iino and Kojima, |
Solution, output, and verification of model |
The humanoid and racket components of the model are rigid and kinematically driven yielding simultaneous linear equations. However the ground-surface model introduced non-linearities and time-dependent dynamic responses into the system. Thus, the entirety of the model represents a forward dynamics problem requiring numerical integration to solve. The resulting dynamic equations of motion were solved using a Wielenga Stiff Integrator (Mechanical Dynamics Inc.). Solution of the model yielded the kinematic and kinetic quantities of the body joints, the macro body mass center (CG) trajectories, racket kinematics, racket/hand interaction forces and torques, and ground reaction forces. The work of the body joints were determined from the joint kinematic and kinetic data using methods described in Nesbit and Serrano, |
Modeling sensitivity analysis |
A sensitivity analysis was performed to determine the effects of small changes/errors to modeling parameters on the kinematic and kinetic results predicted by the model. The number of parameters involved in this model is considerable. Each body segment has associated length, mass, mass center (CG) location, and inertial properties. The racket model adds its own mass, CG location, and inertial properties to the overall model. The body segment modeling parameters of length, mass, CG location, and inertial properties were determined from population parameters (gender, age, height, and weight), thus represent average values. As such the segment modeling parameters may be slightly different from the actual subject values. A sensitivity analysis was performed using variations of ± 30mm on segment length and mass center location, and ± 10% on inertial properties as suggested by the literature references of Reinbolt et al., |
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For the purposes of describing the knee movements for a closed-stance forehand swing during the forward movements of the swing, the swing is divided into two distinct phases. The first phase, referred to herein as the setting phase, is the portion of the swing that occurs from the initiating of the forward stepping motion of the front foot until the heel of the front makes contact with the ground. The second phase, referred to herein as the swing phase, is the portion immediately after the heel of the front foot makes contact with the ground until impact. This division of the forward portion of the closed-stance forehand swing is similar to that described by Iino and Kojima, The independent quantities of interest for this study were forward and rear knee initial flexed positions, and forward and rear knee ranges-of-motion. A fully extended knee was designated as zero degrees. Knee range-of-motion was determined from the difference in knee angular position from the beginning to end of a particular phase. Results are presented as mean ± standard deviation and correlations will be presented as coefficient of determination values (R2). The statistical significance level was set at p < 0.05. |
Racket velocity and skill level |
The mean resultant racket velocity at impact was 12.91 ± 2.4 m/sec which is less than reported by Knudson and Bahamonde, |
Initial positions and range-of-motion |
The mean and standard deviations of the initial position and range-of-motion (ROM) of the rear knee during the setting phase, and the initial positions and ROM of both knees during the swing phase are presented in |
Secondary biomechanical effects |
Secondary biomechanical effects related to racket velocity and skill level |
Knee positioning and range- of-motion have significant effects on body CG displacement, knee work, core body work, and hip and trunk rotations. These knee affected biomechanical quantities were correlated to racket velocity and subject skill level with the results given in |
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Knee positioning and range-of-motion |
The data and correlations presented in In addition, the range-of- motion of the rear knee appears to be a characteristic of a more experienced and skilled player. Both rear knee positioning and range-of-motion appear to be independent of coaching, and (mostly) body type. For the swing phase of the motion, the initial positioning of the front knee was more important than the initial positioning of the rear knee in generating racket velocity. The correlation of the initial positioning of the front knee with racket velocity proved to be the strongest overall, and may be an indication of an aggressive forward step in moving toward the ball during the setting phase. Both initial knee positions appear to be characteristics of more skilled players. In addition, it appears that coaching may affect these quantities somewhat, and that body type may have an influence. The range-of-motion of both knees during the swing phase was important for generating racket velocity, with the rear knee being slightly more important. The knees move in opposite directions during this phase of the swing for most subjects with the front knee extending and the rear knee flexing. The range-of-motion of both knees was a characteristic of more skilled players. Coaching and experience had the highest degree of influence on knee range-of-motion during this phase of the swing. Range-of-motion was independent of body type characteristics. Note that some of the above correlations to player experience, coaching, and body type were found to be non-significant (p > 0.05). None of the data in |
Body CG displacement |
The data and correlations presented in During the swing phase the body CG rose and moved forward. The upward movement of the body CG was strongly related to the initial position of the front knee at the beginning of this phase, and the extension range-of-motion of the front knee. The small forward movement of the mass center during this phase was slightly (and non-significantly) related to the flexion range-of-motion of the rear knee which combined with the continued abduction movement of the rear hip joint, rotation of the hip and trunk, and the forward motion of the racket to move the body CG forward. Tracking the position of the body CG revealed two distinct body movements during the forehand swing. During the setting phase the body CG moved linearly forward and downward under the action of both knees with front knee positioning being the most important factor. During the swing phase, the body CG primarily moved upward while the major rotations of the hips and trunk took place. The positioning and range-of-motion of the front knee were the most important factors during this phase. These two distinct body motions are used to generate momentum; linear momentum during the first part of the swing as the player steps forward toward the ball, and angular momentum from the rotation of the legs, hips, and trunk (Bahamonde, |
Work of the knee joints |
During the setting phase the rear knee did negative work in decelerating the body as the CG dropped and ultimately reached its lowest point during this phase. The front knee did no work until it made contact with the ground at the end of the setting phase. The rear knee initially did positive work at the beginning of the swing phase (15.0 N-m ) in pushing off the ground while extending the knee slightly. The rear knee then did a small amount of negative work during the remainder of the swing phase (-5.0 N-m ) as the knee changed function from doing work to mostly providing structural support. The negative work resulted from the extension “supporting ”torques applied over slight flexion of the knee. Initially the front knee does negative work (-8.5 N-m) for a short period of time in stopping the downward motion of the body CG, and decelerating the forward motion of the body CG (Van Gheluwe and Hebbelinck, As expected, the work of each knee was strongly related to their respective range-of-motion and the magnitudes of the extension/flexion torque. This finding was not surprising noting that the definition of mechanical work of a body joint. The knee joints contributed a net mean total of 14.3 N-m of work during the setting and swing phases to the overall work of the body in swinging the racket. The mean overall body work done during the two phases was 568 ± 122 N-m, thus the knees contributed very little to the overall body work (2.5%). Total knee work was weakly (and non-significantly) related to skill level. There was no relationship between knee work and racket velocity. These findings support the notion that the knees themselves have little direct effect on swinging the racket. Their role appears to be secondary in initiating the swing motion (Kraemer et al., |
Hip/trunk rotations |
The data and correlations presented in During the swing phase both the hips and trunk exhibited considerable forward rotations. The values for the trunk rotations agree almost exactly with Iino and Kojima, Knee range-of-motion appears to be a contributing factor to the rotation of the hips and trunk for a closed-stance forehand swing which is important since trunk rotation is significantly correlated with racket velocity. This finding supports the notion that the traditional square-stance technique gradually builds velocity up the whole kinematic chain of the body Groppel, |
Core body work |
The data and correlations presented in The total core body work, which represents a majority of the total body work (67. 8%), was a characteristic of a skilled player and a strong indicator of racket velocity. This finding partially supports the conclusions offered by Iino and Kojima, |
Increased/decreased knee movements |
In addition to normal trials, each subject was instructed to repeat the closed-stance forehand swing while first increasing by approximately 33%, then decreasing by approximately 33% the initial knee positioning and range-of-motion. It was found that in both cases the subjects had some difficulty in hitting the ball consistently. In addition, the subjects did not modify their knee positions and movements consistently among each other. The results and discussions which follow should be tempered by these inconsistencies in the trials. For the case of increased knee positioning and range-of-motion, the subjects lost on average 17% of their racket velocity. Overall body CG displacement increased by 22% as did total knee work (27%). The forward rotations of the hips and trunk decreased (13% and 9% respectively) which resulted in a decrease in the core body work (15%). For the case of decreased knee positioning and range-of- motion, there was an average reduction of 29% of racket velocity. Overall body CG displacement decreased by 46%, total knee work decrease by 59%, forward rotations of the hips and trunk decreased by 23% and 15% respectively, and core body work decreased by 31%. While these extremes represent possible irregular tennis swings for the subjects, the results do provide some insight to the role of the knees and validation of the relationships described previously. Initial knee positioning and range-of motion were shown to be positively related to racket velocity and characteristic of skilled players. However from these trials there was no evidence that artificially increasing their values had any immediate beneficial effects on the racket velocity. It cannot be concluded however that this will always be the case since only a short period of time was given to adapt to these changes in swing mechanics. These results do suggest that there may be optimum values of initial knee positioning and range-of-motion for a given height of the tennis ball. How these optimum values are arrived at is not certain since the factors that influenced knee positioning and range-of-motion were weakly correlated at best. Yamamoto, |
Description of knee mechanics for most skilled subject |
The knee positions and movements, and their related biomechanical effects identified above are described for the most skilled subject used in this study. This description is intended as a case study as opposed to an ideal example. In addition, this case study provides a context for describing and summarizing the overall knee movement mechanics and related biomechanical effects. There appears to be two somewhat distinct phases to the forward portion of the closed-stance forehand swing regarding knee positioning and movement which coincide with other distinct actions of the body and racket. During the setting phase the rear knee positioning and range-of-motion function to lower and advance forward the body CG, counter-rotate the hip and back joints, and initiate the core body work to move the body CG forward. The rear knee does negative work to decelerate the downward motion of the body CG. The end of the phase is marked by the coincident actions of achieving the lowest position of the body CG, the extreme rearward position of the racket, the extreme rearward rotated positions of the hips and back joints, and contact of the heel of the front foot with the ground. During the setting phase for the most skilled subject, her initial rear knee position was 32 degrees while the front foot was off the ground. She stepped forward approximately 28 cm while further flexing her rear knee 7 degrees. This combination of movements caused the body CG to lower 10.4 cm and move forward 12.9 cm. The rear knee did -36.0 N-m of work in decelerating the downward motion of the body CG. The core body work produced was 129 N-m which served to move the body CG forward. The hips rotated -10 degrees, and the torso rotated -23 degrees to achieve their extreme rearward rotated positions which coincided with the extreme rear position of the racket, and the heel of the front foot contacting the ground. At the end of the setting phase, the subject has achieved a favorable biomechanical configuration by creating a greater distance over which to apply the hip, back, and shoulder torques thus increasing the potential to do work to create racket velocity. With both feet on the ground the subject has the necessary traction forces to transition from the primarily linear motions of the setting phase to the major rotational motions of the swing phase. During the swing phase the initial knee positioning and range-of-motion function together to mostly raise the body CG, initiate and support the forward rotation of the hip and back joints, and maximize the core body work. At the beginning of the swing phase the front knee does negative work which serves to decelerate the forward linear motion of the body CG. Simultaneously the rear knee does positive work in pushing off the ground while extending the knee slightly. This combined action serves to initiate and facilitate the rotation of the hips and trunk. The front knee then transitions to positive work to raise the body CG while the rear knee does little work as it mostly provides structural support for adjacent hip rotations. The end of this phase is marked by impact. During the swing phase for the most skilled subject, her initial front knee position was 58 degrees, and her initial rear knee position was 39 degrees. During this phase she extended her front knee 38 degrees and further flexed her rear knee 29 degrees. The combined action of these knee movements caused the body CG to raise 16.1 cm and move forward 3.9 cm. The hips rotated 76 degrees in the horizontal plane and the trunk rotated 105 degrees in the horizontal plane. During this phase, the front knee initially did -10.6 N-m of work in decelerating the forward linear motion of the body CG, then 50.9 N-m in raising the body CG. The rear knee initially did 17.2 N-m of work in pushing off the ground, then -6.1 N-m of work while mostly supporting the hips during their rotation. The total core work produced during the swing phase was 337 N-m. The resulting racket velocity at impact was 15.1 m/sec. Twenty trials were run for the most skilled subject to determine the distribution of the independent knee quantities. Additional trials were run to determine the effects of ball height on knee positions and range-of-motion for the most skilled subject. |
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Knee positioning and movement have long been advocated as important for the tennis closed-stance forehand swing. To scientifically investigate the role of knee positioning and movement for the closed-stance forehand swing, a full-body computer model of a human and an inertial model of a racket were combined and used to simulate and analyze the swing mechanics of sixteen female college- level subjects. The study verified that initial knee positioning and range-of-motion were positively related to racket velocity and characteristic of more skilled players. The effects of initial knee positioning and range-of-motion were directly related to the movement of the body mass center, work of the knee, hip and back joints, and the angular range-of-motion of the hips and torso. Some of these secondary effects were related to racket velocity and characteristic of more skilled players. There may be optimum values for initial knee positioning and range-of-motion since efforts to both increase and restrict the knee movements of the subjects resulted in substantially lower racket velocities as well as other detrimental biomechanical effects. If this is the case, how a player reaches these optimum values is not certain since the factors that influenced knee positioning and range-of-motion were weakly correlated at best. Further analyses of the most skilled subject revealed a high degree of consistency of knee positioning and range-of-motion for a given ball height. This subject adjusted for varying ball heights through modified initial knee positioning while maintaining fairly constant ranges-of-motion. These two findings warrant further investigations. |
ACKNOWLEDGEMENTS |
Funding for this project was provided by a grant from the National Science Foundation. |
AUTHOR BIOGRAPHY |
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REFERENCES |
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