Research article - (2023)22, 707 - 725 DOI: https://doi.org/10.52082/jssm.2023.707 |
The Success Factors of Rest Defense in Soccer – A Mixed-Methods Approach of Expert Interviews, Tracking Data, and Machine Learning |
Leander Forcher1,2,, Leon Forcher1,2, Stefan Altmann1,3, Darko Jekauc1, Matthias Kempe4 |
Key words: Team sports, performance analysis, tactics, defensive play, football |
Key Points |
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Expert interview |
This expert interview was conducted according to the guidelines of the Declaration of Helsinki and approved by the local ethics committee (Karlsruhe Institute of Technology, Germany, 21. January 2022). |
Participants |
Seven professional soccer coaches were interviewed as experts. They were included according to the following inclusion criteria. To be included in this study, experts had to:
On average, the considered experts were 36.48 (± 4.48) years old and had 10.68 (± 3.44) years of coaching experience in a professional soccer club. Three experts held a UEFA B-license, three experts held a UEFA A-license, and one expert held a UEFA Pro license. For the recruitment of the experts, the authors' contacts to German Bundesliga clubs and the German Football Association (DFB) were used to contact the experts directly. Of the eight contacted experts, one dropped out. Theoretical sampling was used. Accordingly, the sample size was determined based on the knowledge gained by the inclusion of additional participants (Blöbaum, Nölleke and Scheu, |
Procedures |
To gain information about rest defense, we used a semi-structured expert interview. The guideline for the interview was developed by the main author (LeaF) according to Blöbaum et al. (
Prior to the interview, each participant was provided with a privacy policy document and participant information regarding the procedures of this study and was then asked to provide informed consent. The interviews were conducted in individual one-to-one conversations and were conducted online via video call or in person. The interviewer remained the same for each expert interview, which lasted on average 15.45 (± 1.56) minutes. |
Analysis |
The interviews were audio recorded. Afterward, since the goal of expert interviews was to collect objective information, the interviews were transcribed using the following procedures (Blöbaum et al.,
A qualitative content analysis according to Mayring was conducted on the basis of the transcripts (Mayring, |
Observational study |
This data analysis was conducted according to the guidelines of the Declaration of Helsinki and approved by the local ethics committee (Human and Business Sciences Institute, Saarland University, Germany, identification number: 22-02, 10 January 2022). |
Data |
An observational study design (post-event) was used for this analysis. Tracking and event data from 153 matches of the 2020/21 German Bundesliga season were analyzed. The tracking data include the positions of all 22 players on the pitch and the ball. The X- and Y-coordinates are tracked by a semi-automatic multi-camera tracking system (TRACAB, ChyronHego, Melville, NY, USA) with a sampling frequency of 25 Hz. With a high validity (spatial precision of position measurement 0.07-0.18 [cm] RMSE) and a high reliability (between device reliability of total distance covered by players: -0.15 ± 0.37 [%]) this technology has shown to be valid for the analysis of soccer-specific performance (Linke, Link and Lames, The event data are annotated based on the official match data catalog of the German Soccer League (DFL) (DFL, |
Data processing |
All data processing, visualization, and statistical analysis were performed in Python 3.8 using the NumPy, Pandas, Math, Matplotlib, SciPy, SHAP, and scikit-learn libraries. First, the tracking and event data were synchronized. Due to inaccuracies in the manual annotation of event data the timestamps and origins of events vary from the tracking data. To effectively combine both types of data, we used a synchronization algorithm that has been shown to provide high accuracy in matching the events of event data with the exact time frame of tracking data (Forcher et al., Second, the tactical formation of a team (e.g. 4-4 - 2) and the individual tactical positions of players (e.g. central defender, wide midfielder) were identified. For the tactical formation, offensive and defensive formations were differentiated depending on the ball possession of the teams (Bialkowski et al., |
Rest defense situations & success |
To identify rest defense situations, we used the information from the expert interviews (see section 2 Expert interview). Accordingly, we identified ball possession changes while the ball stayed in play and the ball-gaining team had a minimum of one intentional action on the ball using the event data. This procedure was chosen to exclude unintentional ball possessions by the ball-gaining team (such as ball deflections) where no rest defense game situation occurs. Furthermore, we focused on ball possession changes in the opposing attacking third when the opposing midfielder-line was overplayed (using the mean x-position of the midfielder-line & the x-position of the ball) utilizing the tracking data (see section 2.2 Results: playing phase of rest defense). To assess rest defense, we considered all players (attackers and defenders) located in the area ten meters in front of the defender closest to the own goal line (see Furthermore, to define the success of a defensive transition situation we applied the results of the expert interview (please see section 2.2 Results: Successful/unsuccessful rest defense [outcome]). In detail, to focus on the effects of defensive transition, we considered only opposing ball possessions after a considered change of possession with a maximum duration of twelve seconds. This twelve second threshold was determined in accordance with a previous study about defensive transition (Bauer and Anzer, |
Variables |
All variables used to analyze the rest defense situation were measured in the identified moment of a considered ball possession change. This moment of a ball loss was identified as the most important situation of rest defending behavior, as it characterizes the change from the offensive playing phase to the defensive transition. Both of which were indicated in the expert interviews as defining phases of the rest defense (see expert-interview: Playing phase of rest defense). First, the tactical positions of players in the considered area of rest defense (ten meters in front of the deepest defender, see Second, the number of defenders, the number of attackers, and the numerical superiority of the defending team in the defined rest defense area were analysed. Third, the marking of attackers in this area was analyzed.Thereby, the defensive pressure on attackers (mean, min) was measured from 0-100 [%] using a pressure model of Andrienko et al. ( Fourth, the spatial formation of the rest defending players (defenders in the area of rest defense) was measured using the surface area [m2] (area of the convex hull) (Moura et al., Fifth, the height of the rest defense was computed by calculating the distance of the deepest defender to the team’s own goal-line [m]. Sixth, the space control of both teams from the area of rest defense to the defending team’s goal line was calculated using Voronoi diagrams (absolute [m2] & relative [%], scipy.spatial package in python) (see Finally, the duration of the rest defending situation (defensive transition), the number of passes, and the number of actions (e.g. tacklings) of the opponent’s counterattack were measured. |
Statistical analysis |
We deployed several classifiers to best solve our binary problem (successful vs unsuccessful) to predict the success of a rest defense situation (defensive transition). Accordingly, we used logistic regression (ridge regression, elastic net regularization), Random Forest Classifier, Gradient Boosting, XGBoost Classifier, and AdaBoost Classifier and used a train-test-split of 70% and 30%, respectively. To evaluate the performance of the prediction models we calculated the Accuracy, Precision, f1-Score, and Area Under the Curve (AUC). Since our dataset is unbalanced (97 % successful & 3 % unsuccessful), we used f1-Score for model optimization. To gain insights into the dependencies of the prediction we computed Shapley values for the final model. |
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Expert interview |
The results of the expert interviews are presented in According to the experts, the goal of rest defense is to prevent opponent’s counterattacks by securing dangerous areas (e.g. deep areas) or controlling dangerous attackers and to regain the ball. Players proceed into the rest defense when they no longer have tasks in the attack. This happens, for example, in game situations where the ball is controlled in the attacking third or when the defending midfielder-line is overplayed. Accordingly, the players in rest defense position themselves during the attack (i.e. offensive play). However, rest defense only comes into play when the ball is lost and the team is in defensive transition. Which players are involved in rest defense depends on the tactical formation (e.g. 3-4-3), the opponent (e.g. number of strikers of the opposing team), and the game situation (e.g. ball position). In general, the central defenders, wide defenders (both also referred to as defensive line), and central midfielders are most often involved in rest defense. The most stated tactical approach of rest defense was man-to-man defense. The majority situations (+1 & +2 majority) were also identified, with the differentiation of the tactical approach (sandwich: defenders in front and behind the attacker, flat: all defenders behind the attacker). |
Observational study |
Overall, we identified n = 2951 rest defense situations. 2425 of them were classified as successful and 75 were classified as unsuccessful which were considered for the prediction model. 451 match situations did not result in a ball regain or a shot on goal and therefore were not considered (e.g. ball out of play, see methods section: Rest defense situations & success). The tactical playing positions identified in the area of rest defense were 70.1% central defenders (n = 6459), 13.4 % wide defenders (n = 1227), 9.5 % central midfielders (n = 866), 5.9 % wide midfielders (n = 541), and 0.2% wide strikers (n = 19). The identified attackers in the area of rest defense were 78.5 % central strikers (n = 3520), 8.3 % central midfielders (n = 370), 6.5 % wide strikers (n = 291), 5.2 % wide midfielders (n = 234), 1.0 % central defenders (n = 46), and 0.5 % wide defenders (n = 23). On average, the opponent’s counterattack after the ball loss lasted 10.92 ± 0.61 [s], had 6.41 ± 1.50 actions, and 3.55 ± 1.29 passes. In the moment of the considered possession change, we identified 3.70 ± 0.76 defenders and 2.01 ± 0.93 attackers in the area of rest defense, resulting in a defensive numerical superiority of 1.69 ± 1.00. The spatial formation of the rest defending players resulted in a surface area of 85.98 ± 60.09 [m2] which was 7.35 ± 1.92 [m] long and 28.21 ± 7.43 [m] wide. The spread was 13.93 ± 2.86 [m], on average. On average, the rest defense was positioned 43.56 ± 10.00 [m] ahead of their own goal line. The mean distance of the closest defender to the attackers was 5.08 ± 2.23 [m] and the longest distance from a defender to the attackers was 6.89 ± 4.19 [m]. This resulted in a mean pressure on the attacking players of 6.66 ± 12.59 [%] and a minimum pressure of 2.77 ± 11.09 [%]. The space control of the attacking team from the area of rest defense to the defending team’s goal line was 390 ± 299.99 [m2] resulting in a ratio of 11.51 ± 9.82 [%] relative to the defensive team. The results of the classifiers predicting the success of rest defense situations are shown in |
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The aim of this study was twofold. First, we conducted expert interviews with professional soccer coaches to define the tactical behavior rest defense to establish a working definition that enables further performance analysis. Second, based on the gained knowledge of the interviews, we developed a data analysis to identify critical variables that are important to the success of rest defense. In employing a mixed-methods research design that integrates both qualitative and quantitative approaches, this study aims to elucidate the conditions that underlie tactical behavior in soccer. Initial qualitative insights were garnered through interviews with subject matter experts, and these data were subsequently employed to inform a nuanced quantitative analysis. The analytical framework was designed to evaluate the success metrics associated to rest defense in the playing phase of defensive transition. This detailed information gained by the qualitative expert interviews was applied to the quantitative analysis. To illustrate its quality, we provide some general information. The approach to detect rest defense situations identified players with the same tactical positions as those named by the experts as being involved in rest defense, as indicated by a high degree of agreement (93% defensive line & central midfielder). Accordingly, this approach using the area of rest defense seems to be valid for identifying rest defense situations and rest defending players. The machine learning approach to predict the success of defensive transitions using information about rest defending players showed satisfactory predictive performance. Our final model (AdaBoost [excluding distance variables]) outperformed the previous approach to model the success of defensive transition by Casal et al. ( After demonstrating the quality of our approach, the prediction model is discussed by evaluating each variable according to its value for the prediction. The most important variable in the prediction of rest defense situations during defensive transition was the duration of opposing counterattacks. The analysis of SHAP values (see Moreover, the prediction model yielded further insights that support the conclusion that duration is a critical success factor for defensive transition. In detail, the number of actions and the number of passes of the opposing counterattack were also highly important for the prediction (2nd and 3rd most important variables, see Besides, the height of the rest defense was the 4th most important variable for the prediction of rest defense success. With it, the distribution of SHAP values in Furthermore, the variable numerical superiority was the 5th most important variable in our prediction with a higher defensive numerical superiority suggesting an increase in the success of rest defense. This finding is supported by the results of Bauer and Anzer ( The 6th most important variable for defensive success in rest defense was the ratio of space control of attacking players with respect to the defenders in the area of rest defense to the defending team’s goal line (see The spatial formation of the rest defense was partially important for the prediction of success in rest defense (7th - 10th most important variables for prediction, see Finally, defensive pressure showed only a weak predictive performance for rest defense success in comparison to the other metrics in the present study. The identified mean pressure of about 7 [%] is smaller compared to other findings on defensive pressure (11-20 [%] in the playing phase of defensive play (Forcher et al., |
Practical application |
The present study provides valuable information that can be practically applied in various circumstances. Specifically, the findings can be utilized in training sessions to focus on the tactical components that have been identified as critical success factors in rest defense. This, in turn, can improve the overall performance of players in this particular group tactic. Coaches are advised to emphasize the positioning of rest defending players to control deep spaces and potential counterattackers by marking them. Additionally, the rest defense should maintain a high level of compactness while allowing defenders to control opposing attackers within the rest defense area. Defensive majority situations may be advantageous as they offer greater control over space around attackers, thus reducing their actions. Ultimately, the defending team should strive to minimize the opponent's actions following ball loss to regain possession as quickly as possible. In conclusion, the principles of play outlined in this study can enhance coaches' understanding of the key aspects of rest defense. Furthermore, the presented variables used in the quantitative study can be applied to objectively analyze the performance of rest defense during defensive transitions in post-match, live, or opponent analysis. Thereby, the presented prediction model can be applied to evaluate each individual game situation of rest defense by analyzing the identified patterns. Finally, this analysis can help the coaching staff to assess which specific parts of the tactical behavior were beneficial in a specific game situation and what should be adjusted to enhance success of the defensive transition. |
Limitations and future research |
In addition to the practical implications discussed earlier, the current study has certain limitations. First, our analysis of successful outcomes of defensive transition was limited to ball gains, despite other outcomes, such as the ball going out of play, also being potentially successful. Second, we only examined a specific group tactic (rest defense) in defensive transition, without taking into account the interactions among all eleven players, which can impact the team performance. Future research should focus on combining rest defense with counter-pressing to explore multiple group tactics in defensive transition and their risk and reward trade-offs. Third, our dataset was highly unbalanced, with only 3% of defensive transitions leading to an opposing shot on goal, which may have influenced our results. However, our large dataset and optimization of the machine learning approach using the f1-Score helped mitigate this issue. Fourth, the metric used to quantify pitch control (Voronoi diagrams) was a basic approach that did not account for player orientation and speed. Future studies could explore advanced methods for quantifying space control, given the significance of this factor in defensive transition. In the end, our study solely analyzed the tactical positioning of rest defending players in the crucial moment of ball loss without taking the time intervals before and after the ball loss into account. This is a simplification tactical behavior that should be noted when interpreting the results. However, expert interviews suggested that player behavior in rest defense is essential in both playing phases of offensive play and defensive transition. Therefore, future research could examine the behavior of players in rest defense immediately before and after losing possession of the ball. In the end, the found effects of successful tactical behavior need to be confirmed in future studies (e.g. by detailed video match analysis). |
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This study showed how to combine qualitative and quantitative research in soccer, and how to use expert knowledge to enhance an up-to-date analysis of tactical behavior. With it, we presented practically important knowledge about how to behave in rest defense. Concluding, rest defense is defined as behavior of the deepest defenders during ball possession with the goal to prevent an opposing counterattack after a ball loss during defensive transition. Our results suggest that rest defending players should control deep spaces and dangerous counterattackers to successfully prevent a fast opposing counterattack. This could allow the defensive team to regain possession as quickly as possible in defensive transition to stop an opponent’s counterattack in the early stages, which was shown to be most important for success in defensive transition. |
ACKNOWLEDGEMENTS |
The authors thank the German Football League (Deutsche Fußball Liga, DFL) for providing the match data used in this study.The authors have no conflict of interest to declare. The present study complies with the current laws of the country in which it was performed. The used data is property of the German Football League (Deutsche Fußball Liga, DFL) and is not publicly available. The authors do not have permission to share the data publicly. This work can be reproduced using similar data from professional soccer (e.g. tracking and event data of other soccer leagues). |
AUTHOR BIOGRAPHY |
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REFERENCES |
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